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Some careers have more impact than others.
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thr ive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Surveillance Manager, China GSC.
Principal responsibilities
- Perform trade surveillance on order flow from both private banking and wealth customers and asset management fund and portfolio managers across an array of asset classes including equities, fixed income and derivatives for potential market abuse and escalate them where appropriate.
- Review e-communications surveillance alerts for potential market abuse and misconduct and escalate them where appropriate.
- Contribute to continuously enhancing our investigatory capabilities by identifying new internal and external data sources, systems capabilities and investigative techniques.
- Contribute to the ongoing testing and calibration of surveillance systems and controls to ensure market abuse risks are being identified against a continuously evolving risk and regulatory landscape.
- Draft and submit compelling regulatory filings based on evidence gathered through in-depth, intelligence-led surveillance investigations.
- Co-ordinate with colleagues across the wider Surveillance function, ensuring consistency where appropriate and promoting best practices.
- Forge strong working relationships with stakeholders from the businesses we protect and enable as well as colleagues in Compliance, Risk and the Control Offices, acting as an ambassador for Surveillance, showcasing successful outcomes where appropriate.
- Support ongoing strategic endeavours such as the roll out of next generation trade surveillance capabilities across business lines and regions
- Engage effectively with Surveillance colleagues in regional, business line, data management, IT, transformation, product management, and Centre of Excellence teams.
- Contribute to general governance and administrative responsibilities of WPB Surveillance team such as issues management, training and the production of MI (management information) and reporting Qualifications.
- Chinese and English language ability.
- Sound knowledge of Global Asset Management, Retail and Wealth and Global Private Bank is preferable.
- Experience of working in a risk & control, surveillance monitoring or investigative function.
- Equipped with inquisitive and investigative mind-set and willingness to learn and develop.
- Ability to analyse and present complex information in a clear, concise and precise written and verbal format.
- Strong interpersonal and stakeholder engagement skills.
- Strong understanding of financial markets and regulation with focus on equities, fixed income and derivatives.
- Ambition to enhance compliance knowledge and skill set in a rapidly changing and dynamic markets environment.
Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
Due to the urgent hiring need, candidates with immediate right to work locally and no relocation need will be prioritised.
You'll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
